Chief Operating Officer
Adam is the Chief Operating Officer at Angel Oak Capital and is responsible for overseeing the firm’s operations and risk management programs.
Adam has nearly 20 years of experience in regulatory compliance of registered investment advisors, broker/dealers, mutual funds, money market funds, private placements, hedge funds, and commodity pools. Prior to joining Angel Oak as Chief Compliance Officer in 2015, Adam was with Invesco where he supervised a team of compliance officers responsible for trade monitoring and forensic testing of the firm’s mutual funds, exchange-traded funds, and separately managed accounts. He began his career with Aspen Partners, Ltd. where he was responsible for all regulatory and compliance matters and led the formation of the firm’s broker/dealer and the launch of several fund offerings, including a registered mutual fund.
Adam holds a B.B.A. degree in Management from the University of West Georgia and holds the Certified Regulatory and Compliance Professional (CRCP) designation granted by the FINRA Institute at Georgetown.